All times listed are local to the attendee’s city.
Regional Compliance Meeting Agenda
| 8:00-8:30 | Continental Breakfast |
| 8:30-8:45 | Regulatory Update – IAA |
| 8:45-9:30 | Current SEC Examination Priorities and Compliance Issues – SEC Speaker |
| 9:30-11:00 | Peer-to-Peer Discussion – Roundtable session of members discussing their key priorities, challenges, and initiatives. |
| 11:00 | Adjourn |
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