Continuing Education Information
Continuing education credit is available for this conference. Please note that continuing education credit is only available for those attending the conference in person. Listening to recordings does not qualify for continuing education credit.
CFP Credit
CFP credit is available for this conference. Exact credit hours will be available soon.
CLE Credit
CLE accreditation is pending in the following states: Alabama, California, Colorado, Delaware, Georgia, Idaho, Illinois, Iowa, Kansas, Kentucky, Minnesota, Missouri, Nebraska, North Carolina, Ohio, Oregon, Pennsylvania, Rhode Island, Texas, Utah, Virginia, and Washington.
Florida: Courses approved by other state bars are generally acceptable for use toward satisfying CLER. The completed application(s) or certificate(s) of completion may be submitted via email at clemail@floridabar.org.
Montana: Montana will honor the approval given by other CLE jurisdictions. Attach documentation of the other state’s approval and a Certificate of Attendance to your affidavit at the end of the reporting year.
New Hampshire: The provider believes this course meets the requirement of NH Supreme Court Rule 53.
New York: Under New York’s Approved Jurisdiction policy, New York attorneys may claim credit earned through participation in out-of-state courses accredited by a New York Approved Jurisdiction. More information is available on the New York State Bar website. Illinois, Pennsylvania, and Nebraska are considered approved jurisdictions.
West Virginia: Attorneys may apply for credit for a non-approved course by logging into the state bar website and providing all necessary information.
Wisconsin: Courses approved for CLE credit by, and attended in, any other state are deemed approved for the same number of hours and for the same purposes in Wisconsin.
IACCP® CE Credit
The conference is approved for 10 General CE credits and 2 Ethics CE credits towards Investment Adviser Certified Compliance Professional® (IACCP®) continuing education credit. IACCP designees have primary responsibility for reporting continuing education activities by the reporting period deadline. The IAA does not report designees’ hours to Comply. The IACCP program is co-sponsored by the Investment Adviser Association and Comply. For more information, please contact education@comply.com.
NASBA CPE Credit
CPE credit is available for the 2026 Investment Adviser Compliance Conference. The event delivery method is Group Live.
The maximum number of CPE credits that an attendee can earn is six: Information Technology – Technical (four) and Behavioral Ethics – Non-technical (two). The 2026 Investment Adviser Compliance Conference is appropriate for intermediate skill levels. Previous courses in securities law or comparable work experience in the investment advisory or other financial services industry are required. Advance preparation for the event is not required.
Please click here to access information regarding program description, field of study, learning objectives, element of engagement, advance preparation, prerequisites, and recommended CPE credit.
The Investment Adviser Association is registered with the National Association of State Boards of Accountancy (NASBA) as a sponsor of continuing professional education on the National Registry of CPE Sponsors. State boards of accountancy have final authority on the acceptance of individual courses for CPE credit. Complaints regarding registered sponsors may be submitted to the National Registry of CPE Sponsors through its website: www.NASBARegistry.org.