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IAA Letter to SEC on Service Provider Outsourcing

The IAA submitted a comment letter to the SEC reflecting our general views on the recent adviser outsourcing proposal. Our comments were developed with the input of our dedicated member workstream that is focusing on this proposal. We have significant concerns with the proposal and have urged the Commission not to move forward and instead to consider alternative approaches to achieve its goals.

December 23, 2022

Keywords: Due Diligence, Outsourcing, oversight, Service Providers, Vendors

Categories & Topics: Compliance, Compliance Programs

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