Based on member feedback, we are in the process of redesigning our Resource Library, as well as working on an improved search feature. In the meantime, if you need assistance finding a resource or would like to discuss an issue with a member of the legal team, please contact us at IAALegalTeam@investmentadviser.org.
The IAA strongly supported the Investment Adviser Regulatory Flexibility Improvement Act legislation because it would require the SEC to develop an alternative method under which investment advisers are classified as small entities under the Regulatory Flexibility Act.
The IAA submitted a letter to the House Financial Services Committee regarding the legislation referenced at hearings on February 8, including discussion on the definition of "accredited investor" and expanding access to private markets.
The IAA signed a joint letter to Congress in strong support of the President’s Budget’s requested $2.149 billion in funding for the U.S. Securities and Exchange Commission.
The IAA’s letter to the House Financial Services Committee supports bi-partisan legislation that would require the SEC to analyze the impact of regulations on small businesses and consider alternative approaches. This is consistent with the recent AMAC recommendation for the SEC to reconsider a small entity for purposes of its regulatory analysis.
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