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Based on member feedback, we are in the process of redesigning our Resource Center, as well as working on an improved search feature. In the meantime, if you need assistance finding a resource or would like to discuss an issue with a member of the legal team, please contact us at IAALegalTeam@investmentadviser.org.

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Comments on the European Commission’s Consultation on Duties Regarding Sustainability

The IAA raised concerns that requiring asset managers to consider a particular set of sustainability factors when making investment decisions may dilute fiduciary principles and may run counter to the European Commission’s goals of efficient allocation of capital and sustainable and inclusive growth.

January 22, 2018

Keywords: ESG, European Commission

Categories & Topics: Compliance, ESG, Industry-Level, International

Response to European Commission’s Consultation on the Alternative Investment Fund Managers Directive

We responded to an EC consultation on the Alternative Investment Fund Managers Directive (AIFMD) to address issues relating to delegation and ESG. We urged the EC to preserve the well-regulated AIFMD delegation framework and that asset managers should not be required to integrate the assessment of adverse impacts on sustainability factors that are not sustainability risks into the investment decision making process.

January 28, 2021

Keywords: Alternative Investment Funds, ESG, European Commission

Categories & Topics: ESG, Industry-Level, International

IAA, Joint Comment Letter to EU Securities Regulators on Deferral of Uncleared Swap Variation Margin Requirements

The IAA joined other trade associations to submit a letter to European regulators expressing their concerns regarding the application of regulatory technical standards that are forcing the collateralization of physically settled foreign exchange derivative contracts.

October 03, 2017

Keywords: Derivatives, European Commission, International

Categories & Topics: Compliance, International

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