Designed primarily for traders at IAA adviser member firms, with adviser member legal and compliance professionals welcome, this peer‑to‑peer working group explores evolving trading issues, regulatory expectations, and operational challenges facing investment advisers. Periodic meetings will encourage discussion for navigating complex trading and compliance environments.
Meeting Frequency: Periodic meetings
To join the Trading Issues Group or its online community on the IAA Exchange, please contact iaaservices@investmentadviser.org or call (202) 293-4222.
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