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Smaller Advisers Committee

The Smaller Advisers Committee provides opportunities for members of firms with limited personnel and budgets to network and discuss compliance issues. Members may also assist with helping regulators better understand smaller advisers and the impact of proposed rules – including the cumulative impacts of regulation – on their businesses.

Meeting Frequency: Quarterly conference calls

See Other Member Groups Online Community


Rick Oppenheim

Vice Chair

Maria Chambers
Klingenstein Fields Advisors

IAA Staff Liaison

Laura Grossman
Associate General Counsel

We encourage all members to participate in our Committees, Working Groups, and Forums.

To join the Smaller Advisers Committee or its online community on the IAA Exchange, please contact or call (202) 293-4222.

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