Proxy Voting and Advice Working Group

The Proxy Voting and Advice Working Group discusses issues arising from the evolving regulatory landscape facing investment advisers that use proxy advisory firms for research and voting mechanics, as well as related issues with respect to shareholder engagement. In addition to exploring these issues, the group assists the IAA in developing our related advocacy, including with respect to our engagement with the DOL and SEC as they consider the changing landscape.

Meeting Frequency: Periodic conference calls

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IAA Staff Liaison

Tracy Soehle
Associate General Counsel

We encourage all members to participate in our Committees, Working Groups, and Forums.

To join the Proxy Voting and Advice Working Group or its online community on the IAA Exchange, please contact iaaservices@investmentadviser.org or call (202) 293-4222.

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