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Marketing Implementation Group

The Marketing Implementation Group was created in the wake of the SEC’s adoption of its new Investment Adviser Marketing Rule. This group provides an opportunity for members to share interpretive and operational concerns and questions through regular virtual meetings (and ad hoc calls as needed). The group will also help the IAA develop requests for guidance or clarification from SEC staff.

Meeting Frequency: The group holds regular meetings to discuss regulatory developments and implementation issues.

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IAA Staff Liaison

Sanjay Lamba
Associate General Counsel

We encourage all members to participate in our Committees, Working Groups, and Forums.

To join the Marketing Implementation Group or its online community on the IAA Exchange, please contact or call (202) 293-4222.

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