The Marketing Implementation Group was created in the wake of the SEC’s adoption of its new Investment Adviser Marketing Rule. This group provides an opportunity for members to share interpretive and operational concerns and questions through regular virtual meetings. The group will also help the IAA develop requests for guidance or clarification from SEC staff.
Meeting Frequency: Monthly and periodic conference calls
To join the Marketing Implementation Group or its online community on the IAA Exchange, please contact iaaservices@investmentadviser.org or call (202) 293-4222.
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