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FSOC/Prudential Regulation Working Group

The FSOC/Prudential Regulation Working Group provides the IAA with input on issues related to the potential prudential regulation of investment advisers in light of perceived systemic risks to the financial system. This Group considers written comments to the Financial Stability Oversight Council (FSOC) and international organizations such as the FSB, IOSCO, and the IMF. This Group also assists in advocacy efforts with respect to stress testing and other relevant initiatives.

Meeting Frequency: Periodic conference calls

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IAA Staff Liaison

Laura Grossman
Associate General Counsel

We encourage all members to participate in our Committees, Working Groups, and Forums.

To join the FSOC/Prudential Regulation Working Group or its online community on the IAA Exchange, please contact or call (202) 293-4222.

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