Skip to main content

CFTC Committee

The CFTC Committee focuses on CFTC, NFA and other rules and regulations affecting commodity pool operators and commodity trading advisors, including those relying on exemptions from registration. The committee also provides the IAA with input and guidance to assist its advocacy with CFTC and NFA staff on the range of interpretive and compliance issues facing IAA members. The committee advocates for appropriate regulation with regulators on proposals affecting CPOs and CTAs, as well as on derivatives regulation affecting the buy-side. Committee members discuss implementation issues for new requirements affecting CPO/CTA regulation, derivatives trading, cross-border issues, current operational issues, and industry best practices.

Meeting Frequency: Quarterly conference calls

See Other Member Groups Online Community


Raymond K. Fuller
MFS Investment Management

IAA Staff Liaison

Monique Botkin
Associate General Counsel

We encourage all members to participate in our Committees, Working Groups, and Forums.

To join the CFTC Committee or its online community on the IAA Exchange, please contact or call (202) 293-4222.

You are now leaving Investment Adviser Association

The IAA provides links to web sites of other organizations in order to provide visitors with certain information. A link does not constitute an endorsement of content, viewpoint, policies, products or services of that web site. Once you link to another web site not maintained by the IAA, you are subject to the terms and conditions of that web site, including but not limited to its privacy policy.

You will be redirected to

Click the link above to continue or CANCEL