The Audit & Risk Management Working Group focuses on key legal, regulatory, compliance and operational issues affecting the audit and risk management practices of investment advisers. The group is intended to serve as a forum for members to discuss industry trends, rules and operations-related issues from their risk and internal control perspectives.
Meeting Frequency: Quarterly conference calls
Allen Xiao
Amundi Asset Management US, Inc.
To join the Audit Directors Working Group or its online community on the IAA Exchange, please contact iaaservices@investmentadviser.org or call (202) 293-4222.
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