News & Publications

Staying informed is key to staying ahead.

Through a number publications, the IAA provides its members with news, information and insight designed to strengthen their business operations, compliance programs, and understanding of industry trends.

IAA Today Newsletter

IAA Today, our e-mail and online newsletter, keeps members up-to-date on developments in regulatory and legislative actions and top industry news. Members can access all articles on the IAA Today page of our website, in addition to an email every Tuesday afternoon.

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Member Alerts

The IAA informs members immediately of significant developments affecting them through our Member Alerts, delivered quickly via email. Member alerts will also be published on the IAA Today webpage.

YouTube and LinkedIn

We regularly post thought leadership and event recordings on the IAA YouTube channel and communicate frequently with members through LinkedIn.

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Year in Review

A summary of the year’s significant legislative and regulatory developments, along with the IAA’s advocacy efforts, conferences and educational efforts, are reported in our annual Year in Review.

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Specialty Publications

The IAA, ACA Group, and Yuter Compliance survey CCOs annually about their top compliance concerns and their compliance testing practices. The Investment Management Compliance Testing Survey documents the current hot compliance topics and provides advisory firms with information for benchmarking their compliance practices against other firms.

Each year, the IAA and COMPLY analyze industry data and publish the results in the Investment Adviser Industry Snapshot (formerly called Evolution Revolution). This report highlights a range of industry insights on the growth of the investment adviser community.

Compliance Testing Survey Industry Snapshot

Industry Resources

And in addition to our regular publications, the IAA produces resources to assist members with dealing with new developments – such as the IAA Form CRS Template, FAQs and Checklist; the IAA FAQs regarding the SEC’s recent No-Action Letter on custody matters; and the IAA DOL Fiduciary Rule Rollover Recommendation Checklist.

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