Tag: Swaps
SEC, ECB Sign Agreement for Oversight of Security-Based Swap Dealers
In their first Memorandum of Understanding (MOU), the SEC and the European Central Bank (ECB) have agreed to cooperate and exchange information related to the supervision, enforcement, oversight, and cross-border...
August 17, 2021
SEC Approves Registration of First Security-Based Swap Data Repository
The SEC recently announced that it approved the registration of its first security-based swap data repository (SDR), the DTCC Data Repository (U.S.), LLC (DDR). According to the SEC announcement, DDR...
May 18, 2021
CFTC Proposes Rule to Prohibit Post-Trade Name Give-Up on Swap Execution Facilities
CFTC Proposes Rule to Prohibit Post-Trade Name Give-Up on Swap Execution Facilities December 26, 2019 The CFTC has unanimously approved a proposal to prohibit “post-trade name give-up” practices for...
December 26, 2019
CFTC Proposes Amendments to Treatment of Offshore Commodity Pools, Delays Initial Margin Requirements for Uncleared Swaps Actions Follow Concerted IAA Advocacy Campaign May 29, 2020 In a move long...
May 29, 2020
Tags: CFTC, CPO, Legal & Regulatory, Non-U.S. Pools, Swaps
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