Agencies Announce More Leadership Changes
Heath Tarbert and Stehpanie Avakian will depart the CFTC and SEC, respectively.
December 10, 2020
Tags: CFTC, Heath Tarbert, Jay Clayton, SEC Appointments, Stephanie Avakian
SEC Chairman, Enforcement Director Reinforce Focus on Retail Investors
Jay Clayton, Chairman of the SEC, recently gave a speech in which he reiterated his focus on retail investors.
September 24, 2020
Co-Director of Enforcement Steven Peikin to Leave SEC
The SEC has announced that Steven Peikin is leaving the SEC on August 14, 2020.
August 10, 2020