Tag: Stephanie Avakian
Agencies Announce More Leadership Changes
CFTC Chairman Heath Tarbert CFTC Chairman Heath Tarbert has announced that he plans to leave the CFTC early in 2021, after leading the agency for 17 months. During this...
December 10, 2020
Tags: CFTC, Heath Tarbert, Jay Clayton, SEC Appointments, Stephanie Avakian
Co-Director of Enforcement Steven Peikin to Leave SEC
The SEC has announced that Steven Peikin is leaving the SEC on August 14, 2020. Peikin has served as Co-Director of the SEC’s Division of Enforcement with Stephanie Avakian for...
August 10, 2020
SEC Chairman, Enforcement Director Reinforce Focus on Retail Investors
SEC Chairman Jay Clayton Jay Clayton, Chairman of the SEC, recently gave a speech in which he reiterated his focus on retail investors. Clayton suggested that the defining principles for...
September 24, 2020
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