SEC Names Director of Atlanta Regional Office
The SEC has named Nekia Hackworth Jones as Director of its Atlanta Regional Office.
December 15, 2020
Tags: SEC Appointments
Agencies Announce More Leadership Changes
Heath Tarbert and Stehpanie Avakian will depart the CFTC and SEC, respectively.
December 10, 2020
Tags: CFTC, Heath Tarbert, Jay Clayton, SEC Appointments, Stephanie Avakian
Head of SEC’s New York Regional Office Becomes Deputy Director of Enforcement, Replaced by Director
The SEC has named Marc P. Berger as Deputy Director of the Division of Enforcement.
August 24, 2020
Tags: SEC Appointments, SEC Enforcement
Two New Associate Directors in SEC Chicago Regional Office’s Examination Program
Louis Gracia and Vanessa Horton have been named Associate Directors of the Investment Adviser/Investment Company (IA/IC) examination program in the SEC’s Chicago Regional Office.
April 27, 2020
Tags: SEC Appointments