Tag: Private Equity
IAA Urges SEC To Reconsider One-Day Reporting for Private Fund Advisers
The IAA calls on the SEC to substantially amend its proposal to require current reporting of events on Form PF and refrain from defining “digital assets.”
March 29, 2022
Tags: Form PF, Hedge Funds, Private Equity, Private Funds
IAA, Others Object to Comment Deadlines for SEC Private Fund Proposals
The IAA joins other trade associations to urge the SEC to extend comment periods for the private fund proposals.
March 02, 2022
Tags: Form PF, Hedge Funds, Private Equity, Private Funds
SEC Calls for Additional Private Fund Reporting and Information
The SEC proposed substantial changes to Form PF that would require private fund managers to report certain events within one day and private equity fund managers to provide additional information.
January 27, 2022
Tags: Form PF, Gary Gensler, Hedge Funds, Hester Peirce, Private Equity, Private Funds, SEC
SEC Staff Identify Private Fund Adviser Deficiencies
The SEC’s Division of Examinations has issued a Risk Alert with additional key observations of deficiencies in exams of private fund advisers.
February 01, 2022
Tags: Advisory Contracts, Hedge Funds, Private Equity, Private Funds, SEC Examinations
DOL Pulls Back on 2020 Statement on Use of Private Equity in Defined Contribution Plans
The DOL’s Employee Benefits Security Administration has issued a Supplemental Statement on the use of private equity investments in defined contribution plans that significantly limits a June 2020 Information Letter.
January 04, 2022
Tags: DOL, Private Equity
SEC Fines PE Fund Adviser $4.5 Million in Connection with Fee Calculations
The SEC has fined an adviser to private equity funds $4.5 million for not offsetting management fees as discussed in fund disclosures.
December 21, 2021
Tags: Disclosure, Fees and Expenses, Private Equity, SEC Enforcement
Gensler Says SEC Considering New Rulemakings for Private Fund Advisers
SEC Chair Gary Gensler is focusing on private fund managers and is looking at rulemaking in five areas affecting them – including fee arrangements.
November 22, 2021
Tags: Conflicts of Interest, Gary Gensler, Private Equity, Private Funds
Private Fund Advisers and the Proposed Changes to the Advertising Rule
Private Fund Advisers and the Proposed Changes to the Advertising Rule By Benjamin Haskin, Partner, and Richard Jackson, Counsel, Willkie Farr & Gallagher LLP * January 1, 2020 Benjamin...
January 01, 2020
Tags: Advertising, Advertising Rule, Columns, Compliance Corner, Hedge Funds, Private Equity, Private Funds
SEC Fines PE Fund Adviser $1.9 Million for Undisclosed Fee Practices, Criticizes Use of the Word “May” April 27, 2020 The SEC has settled charges with a New York-based private...
April 27, 2020
Tags: Conflicts of Interest, Fees and Expenses, Private Equity, SEC Enforcement
DOL Confirms DC Plans May Offer Options that Include Private Equity Investments
DOL Confirms DC Plans May Offer Options that Include Private Equity Investments June 9, 2020 The Department of Labor recently issued an Information Letter, in response to a request,...
June 09, 2020
Tags: DOL, ERISA, Fiduciary, Jay Clayton, Private Equity
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