Despite some encouraging signs in specific regions, women’s participation in the investment management industry has remained stagnant for more than 20 years.
March 23, 2021
Tags: Diversity & Inclusion, Karen Barr
From the President & CEO: Welcome to 2021
Just before Christmas, the SEC voted unanimously to approve a new Investment Adviser Marketing Rule that incorporates virtually all of the key elements the IAA has pushed so long for.
January 06, 2021
Tags: Advertising Rule, Columns, From the President & CEO, Karen Barr, Marketing Rule
Fiduciary Advice in a New Era: A Real Relationship for the Long Term
On June 30, the SEC’s new standard of conduct for broker-dealers (Reg BI) and Form CRS for advisers and brokers went live, with the Advisers Act fiduciary interpretation having already been in effect over the past year.
July 13, 2020
Tags: Columns, DOL, Fiduciary, Form CRS, From the President & CEO, Karen Barr, Reg BI
Together, We Can Help Build a More Equitable Future
We condemn racism and systemic injustice and will strive to be part of the positive change that is needed.
June 18, 2020
Tags: Columns, Diversity & Inclusion, From the President & CEO, Karen Barr
New Governors Elected to IAA Board, New Board Officers Set
Catherine C. Halberstadt of Osterweis Capital Management and R. Kelly Williams, Jr. of Atlanta Capital Management Company, LLC have been elected to the IAA Board of Governors.
June 12, 2020
Tags: Gail Bernstein, IAA Board, Karen Barr
In Memoriam: Longtime IAA Leader David Tittsworth
It is with profound sadness that I announce the passing of former IAA President & CEO David Tittsworth. David, who had been in treatment for multiple myeloma, died on January 8.
January 08, 2020
Tags: David Tittsworth, Karen Barr
2020 Policy Outlook: Looking Ahead Requires Looking Back
The IAA is proud to have advanced the interests of the investment adviser community in 2019 – with the strong support and involvement of our members.
January 01, 2020
Tags: Privacy, Columns, Form CRS, From the President & CEO, Karen Barr, Proxy, Proxy Voting, Reg BI