Tag: Karen Barr
Despite some encouraging signs in specific regions, women’s participation in the investment management industry has remained stagnant for more than 20 years, according to data presented during DE&I in the...
March 23, 2021
Tags: Diversity & Inclusion, Karen Barr
From the President & CEO: Welcome to 2021
Persistence pays off. Literally for decades, the IAA and our members have been advocating for modernization of the SEC’s nearly 60-year-old Advertising Rule, whose woefully outdated provisions have kept investment...
January 06, 2021
Tags: Advertising Rule, Columns, From the President & CEO, Karen Barr, Marketing Rule
Fiduciary Advice in a New Era: A Real Relationship for the Long Term
Karen Barr IAA President & CEO On June 30, the SEC’s new standard of conduct for broker-dealers (Reg BI) and Form CRS for advisers and brokers went live, with...
July 13, 2020
Tags: Columns, DOL, Fiduciary, Form CRS, From the President & CEO, Karen Barr, Reg BI
Together, We Can Help Build a More Equitable Future
Karen Barr We at the IAA have been deeply appalled and saddened by the tragic deaths of George Floyd, Breonna Taylor, Ahmaud Arbery, and too many others and the...
June 18, 2020
Tags: Columns, Diversity & Inclusion, From the President & CEO, Karen Barr
New Governors Elected to IAA Board, New Board Officers Set
Catherine C. Halberstadt of Osterweis Capital Management and R. Kelly Williams, Jr. of Atlanta Capital Management Company, LLC have been elected to the IAA Board of Governors and were formally...
June 12, 2020
Tags: Gail Bernstein, IAA Board, Karen Barr
In Memoriam: Longtime IAA Leader David Tittsworth
After retiring from the IAA, David remained involved. His law firm, Ropes & Gray, frequently sponsors IAA events such as the Compliance Conference, and David served as the firm’s...
January 08, 2020
Tags: David Tittsworth, Karen Barr
2020 Policy Outlook: Looking Ahead Requires Looking Back
Karen Barr IAA President & CEO The IAA is proud to have advanced the interests of the investment adviser community in 2019 – with the strong support and involvement...
January 01, 2020
Tags: Privacy, Columns, Form CRS, From the President & CEO, Karen Barr, Proxy, Proxy Voting, Reg BI
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