Tag: Inside the Beltway
Pushback on Aggressive SEC Agenda
In a panel at the 2024 IAA Investment Adviser Compliance Conference, industry experts provided insights on how trends in Washington will affect investment advisers.
April 11, 2024
Tags: Advocacy, Compliance Conference, ESG, Inside the Beltway
SEC Operations During a Government Shutdown
If lawmakers cannot reach an agreement on government funding by the end of this week, a shutdown will occur at the beginning of the fiscal year on October 1.
September 29, 2023
Tags: Inside the Beltway, SEC
House Financial Services Committee Kicks Off “ESG Month”
House Financial Services Committee Republicans have dubbed July “ESG Month,” and have scheduled multiple ESG-focused hearings that are expected to culminate in a markup of ESG legislation addressing proxy advisors, asset managers, disclosure requirements, and other issues.
July 14, 2023
Tags: House Financial Services, Inside the Beltway, Proxy, Proxy Voting
Senators Seek Investigation of SEC Rulemaking
Senate Republicans are calling on the SEC’s Inspector General to investigate the agency’s “aggressive regulatory agenda” under Chair Gary Gensler to ensure smaller advisers have a seat at the table.
March 24, 2023
Tags: Congress, Inside the Beltway, SEC
Senators Discuss Likelihood of Bipartisan Passage of Crypto Legislation
At a Bipartisan Policy Center event on the future of cryptocurrency and blockchain technology, Senators John Hickenlooper (D-Colo.) and Thom Tillis (R-N.C.) expressed a willingness to move forward with bipartisan legislation on cryptocurrency.
March 17, 2023
Tags: FinTech, Blockchain, Congress, Cryptocurrency, Inside the Beltway
Bank Turmoil May Decrease Debt Limit Drama
Treasury Secretary Janet Yellen asserted that the banking system remains sound in the aftermath of Silicon Valley Bank’s collapse, but that failure to raise the debt limit in time would be devastating for banks after the turmoil.
March 17, 2023
Tags: Inside the Beltway
Experts Discuss Key Adviser Issues; Changes Post-Election
At the IAA Policy and Leadership Forum, a panel of Washington experts discussed regulatory and legislative developments that are important to the advisory community.
October 27, 2022
Tags: Retirement Savings, AML, ESG, Inside the Beltway
The IAA’s New Advocacy Council – Strengthening Our Voice
The Advocacy Council will be the grassroots engine for our advocacy effort and help amplify the collective voice of investment advisers.
July 01, 2022
Tags: Advocacy, Inside the Beltway
On March 29, the House of Representatives passed the IAA-supported SECURE Act 2.0.
April 01, 2022
Tags: Retirement Savings, Advocacy, Inside the Beltway, Retirement Plans, SECURE Act
Financial Service Committee Leaders Blast Lack of Diversity on SEC Advisory Committees
Financial Service Committee Leaders Blast Lack of Diversity on SEC Advisory Committees January 28, 2020 Rep. Maxine Waters Congresswoman Maxine Waters (D-Calif.), Chairwoman of the House Financial Services Committee,...
January 28, 2020
Tags: House Financial Services, Inside the Beltway, Maxine Waters
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