Tag: European Commission
EU AI Act and its Impact on US Fiduciary Investment Advisers
The EU AI Act applies to a number of different entities in the AI supply chain. What does that mean for U.S. fiduciary investment advisers that are established or located in the EU and are “deployers” of AI systems?
November 07, 2024
UK FCA Proposes to Permit Re-Bundling for Research Under MiFID II Following Similar EU Changes
The UK FCA issued a consultation recently to scale back limits on the use of commissions to pay for research under MiFID II.
May 18, 2021
Tags: Commissions, European Commission, International, MiFID II, Research
EC’s Sustainable Finance Package to Require Consideration of Clients’ Sustainability Preferences
The European Commission has issued a sustainable finance package that will require asset managers to consider a client’s sustainability preferences when providing investment advice.
May 12, 2021
Tags: ESG, European Commission
EU’s Sustainable Finance Disclosure Reg Takes Effect March 10
The European Union’s Sustainable Finance Disclosure Regulation (SFDR or the “Disclosure Regulation") will begin to apply on March 10.
February 18, 2021
Tags: ESG, European Commission
EC Agrees to Equivalence Recognition for SEC-Registered Central Clearing Counterparties
The European Commission recently issued a decision that recognizes equivalence of the SEC’s regulatory framework for SEC-registered central clearing counterparties to the European Market Infrastructure Regulation rules.
February 10, 2021
Tags: European Commission, International
IAA Comments on Delegation and ESG in EU AIFMD Consultation
The IAA has submitted comments on a consultation from the European Commission on the Alternative Investment Fund Managers Directive (AIFMD).
February 02, 2021
Tags: ESG, European Commission, Private Funds
European Commission Seeks Feedback on Changes to Research Unbundling Rules for Small Companies
The European Commission recently published a consultation on MiFID II seeking feedback on research unbundling rules and the effect on small and medium-size enterprises (SMEs).
March 16, 2020
Tags: European Commission, MiFID II, Research
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