Tag: Derivatives
CFTC Proposes New Rules on Position Limits for Derivatives (Again)
After several false starts and the reversal by a federal court of an early rulemaking attempt, the CFTC has reproposed long-awaited amendments to its regulations on speculative position limits in commodity derivatives markets.
February 27, 2020
Tags: CFTC, Derivatives
SEC Reproposes Rules for Use of Derivatives by RICs, Business Development Companies
On November 25, the SEC voted without an open meeting to propose a new rule governing the use of derivatives and other transactions in mutual funds.
December 01, 2019
Tags: Derivatives, Mutual Funds
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