Tag: Commissions
Equity Market Structure Review High on SEC Chair’s Agenda
SEC Chair Gary Gensler Following his May testimony on the causes of January’s market volatility around “meme” stocks, SEC Chair Gary Gensler announced in a June 9 speech that...
June 15, 2021
Tags: Commissions, Gary Gensler, Market Structure, Trading
UK FCA Proposes to Permit Re-Bundling for Research Under MiFID II Following Similar EU Changes
The UK FCA issued a consultation recently to scale back limits on the use of commissions to pay for research under MiFID II. Currently under MiFID II, managers have had...
May 18, 2021
Tags: Commissions, European Commission, International, MiFID II, Research
Transitioning to a Zero Commission World: Action Steps for Advisers
Transitioning to a Zero Commission World: Action Steps for Advisers January 1, 2020 Bob Plaze Partner, Proskauer It’s a race to the bottom! That’s not usually a good thing...
January 01, 2020
Tags: Commissions, Trading, Zero Commissions
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