Tag: Caroline Crenshaw
SEC Investor Advocate Offers Harsh Critique of Regulator in Report to Congress
SEC Investor Advocate Offers Harsh Critique of Regulator in Report to Congress Faults Form CRS Investor Testing, Calls for Reversal of Proxy, Derivatives, Exempt Offerings Rules January 13, 2021 ...
January 13, 2021
Tags: Accredited Investor, Allison Herren Lee, Caroline Crenshaw, Derivatives, ESG, ETFs, Form CRS, Private Offerings, Proxy Advisory Firms, Proxy Voting, Rick Flemming, SEC Investor Advocate
Crenshaw, Peirce Sworn In as SEC Commissioners
Crenshaw, Peirce Sworn In as SEC Commissioners August 17, 2020 Hester Peirce was sworn in to serve a second term as an SEC Commissioner and Caroline Crenshaw was sworn...
August 17, 2020
Tags: Caroline Crenshaw, Hester Peirce
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