IAA Tracker – 100 Days and Counting; Trump Administration Update
Updated IAA tracker, regulatory developments for Trump Administration – 100 days and counting.
May 12, 2025
Tags: Advocacy, Executive Orders, Paul Atkins, Trump Administration
IAA Tracker – Trump’s First 80 Days; Atkins Confirmed as SEC Chair
Updated regulatory developments, including Paul Atkins’ confirmation as Chairman of the SEC, SEC actions, and Executive Orders.
April 10, 2025
Tags: Advocacy, Executive Orders, Mark Uyeda, Paul Atkins, Trump Administration
Investment Adviser Association Adviser Advocacy Day 2024
The Investment Adviser Association (IAA) Adviser Advocacy Day, held annually in Washington, D.C., is a cornerstone event for the investment advisory community. This year’s event was particularly significant, addressing critical issues facing the industry amidst a turbulent regulatory landscape.
June 24, 2024
Tags: Advocacy, IAA on Capitol Hill
Pushback on Aggressive SEC Agenda
In a panel at the 2024 IAA Investment Adviser Compliance Conference, industry experts provided insights on how trends in Washington will affect investment advisers.
April 11, 2024
Tags: Advocacy, Compliance Conference, ESG, Inside the Beltway
Investment Advisers Head to the Hill
More than 70 advisers joined the IAA for Adviser Advocacy Day, meeting with members of Congress and their staffs on issues ranging from tax reform to small business issues to the pace of rulemaking.
June 12, 2023
Tags: Advocacy, IAA on Capitol Hill
IAA Briefs Members on 2023 Policy Landscape
In their annual Briefing Webinar, IAA staff discussed the implications of the current legislative and regulatory landscape for investment advisers, including expected policy themes for 2023 and IAA advocacy.
February 10, 2023
Tags: Advocacy, Cybersecurity, ESG, IAA on Capitol Hill, Marketing Rule, Outsourcing, SEC Investment Management, Webinars
The IAA’s New Advocacy Council – Strengthening Our Voice
The Advocacy Council will be the grassroots engine for our advocacy effort and help amplify the collective voice of investment advisers.
July 01, 2022
Tags: Advocacy, Inside the Beltway
IAA Objects to FINRA’s Sales Practices Questions Aimed at Advisers
The IAA objects to FINRA’s questions on whether standards for complex products and options should apply to investment advisers because FINRA has no authority over investment advisers.
May 11, 2022
IAA Opposes SEC Private Fund Advisers Proposal; Offers Alternatives
We oppose the proposed private fund adviser prohibited activities and the preferential treatment rules and offer alternatives.
April 28, 2022
Tags: Advocacy, Hedge Clauses, Private Equity, Private Funds, SEC
IAA Advocacy on SEC Rulemaking
The IAA submitted comments to the SEC on three major rule proposals affecting investment advisers – cybersecurity, beneficial ownership, and T+1 settlement.
April 15, 2022
Tags: Advocacy, Cybersecurity, SEC, Securities Settlement Cycle