Tag: Accredited Investor
SEC Broadens Accredited Investor and Qualified Institutional Buyer Definitions
Updated October 9, 2020 In a first and welcome step to update access by a wider range of investors to the exempt markets, the SEC has, by a 3-2 vote,...
August 26, 2020
Tags: Accredited Investor, QIB
Preparing to Leave the SEC, Clayton Reviews Accomplishments, Identifies Areas for Further Review
Three days after announcing his intent to conclude his tenure as SEC Chairman at the end of the year, Jay Clayton returned to the venue of his first speech as...
November 24, 2020
Tags: Accredited Investor, Form CRS, Jay Clayton
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