Category: IAA Today
Syndicated International Issues Header
AIFMD Cross Border Derivatives Reglations EMIR Exective Compensation/Remneration FATCA FBAR FCPA and K Bribery Act Foreign Investing for S Advisers International Registration Reqirements MiFID Short Selling Soft Dollars State Restrictions...
July 19, 2017
Syndicated IAA Newsletters Header
IAA Newsletters The monthly IAA Newsletter brings members the latest in legislative, reglatory, compliance and other developments of interest to investment advisers. Isses of the IAA Newsletter dating back to...
July 19, 2017
Syndicated Content for Past IAA Events
Past IAA Events The IAA maintains a selection of or events from the past year on the pages linked below. Yo can also see a list of all pcoming events, conferences and...
July 19, 2017
Syndicated Content for Past Workshops
2016 Compliance Workshop – San Francisco: 11/30/2016 9:15 AM – 11/30/2016 2:00 PM 2016 Compliance Workshop – Los Angeles: 11/29/2016 9:15 AM – 11/29/2016 2:00 PM 2016 Compliance Workshop –...
July 19, 2017
Associate Member Directory Please use the fields below to enter your search criteria for a particular associate member. Each associate member firm’s general contact information is listed, as well as...
June 19, 2017
Service Provider Directory Search The IAA Service Provider Directory is a compilation of various companies that offer products and services for investment advisers. The listing is for informational purposes...
June 19, 2017
International Associate Members
International Associate Members Firms based otside of the nited States are listed below in alphabetical order by name. « back to search AQMetrics Ms. Lorna Devlin 1st Floor nit 14F,...
June 19, 2017
International Members Firms based otside of the nited States are listed below in alphabetical order by name. 1 2 3 « back to search AGF Investments America Inc. 66 Wellington Street West...
June 19, 2017
IAA Service Provider Categories Accounting and Audit Service Companies that provide accounting, auditing, asset verification, and financial consulting services for investment advisers. Best Execution Quantitative Analysis Companies that assist investment...
June 19, 2017
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