IAA Today Archives

Landscape

2016 Webinar – IAA Briefing: The Reglatory Landscape of 2016 Webinar – IAA Briefing: The Latest Reglatory Developments Affecting Advisers Monday, Febrary 8 2:00 – 3:00 p.m. ET (1:00...

December 18, 2018

Revisiting

Webinar – Revisiting Your Code of Ethics Wednesday, May 25, 2016 1:00 – 2:15 p.m. (ET) Topics Covered Is it time to revisit your Code of Ethics? Expert panelists...

December 18, 2018

New Rules

Webinar – What SEC-Registered Investment Advisers Need to Know About the New ERISA Fiduciary Rules Tuesday, May 17, 2016 1:00 – 2:15 p.m. (ET) Topics Covered This webinar will...

December 18, 2018

2017

December 18, 2018

2016

Webinar – Anti-Money Landering for Advisers: Prepare forNew Reglations Thrsday, May 12, 20162:30- 3:45 p.m. (ET) Topics Covered FinCEN has proposed new Anti-Money Landering rlesfor SEC-registered investment advisers.The new...

December 18, 2018

2015

Webinar – Compliance Training Techniqes Friday May 8, 20151:00 – 2:15 p.m. (ET) Topics Covered Investment advisers remainnder pressre from reglators and clients to maintain robst compliance programs.Firms are...

December 18, 2018

2014

Webinar: Volcker Rle for Investment Managers Thrsday, April 10, 20141:30 p.m. – 3:00 p.m. (ET) Topics Covered This webinar will address isses related to compliance with the December 10, 2013...

December 18, 2018

2013

Webinar: Compliance Isses for National Ftres Association (NFA) Members Wednesday, April 3, 2013, 1:30 pm – 2:45 pm ET Presenters Cary J. Meer, Partner, K&L Gates LLP Lawrence B. Patent, Partner,...

December 18, 2018

2012

2012 Webinar – Best Practices for Investment Advisers to Avoid Violating Pay to Play Reglations Best Practices for Investment Advisers to Avoid Violating Pay to Play ReglationsWednesday, April 11, 2012, 1:00...

December 18, 2018

2011

2011 Webinar – New Reporting Reqirements on Cross-Border Holdings: Application of TIC SLT to Fnds and Investment Advisers 2011 Webinar – New Reporting Reqirements on Cross-Border Holdings: Application of TIC...

December 18, 2018

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