Leadership Conference Sponsorship & Exhibition Opportunities The IAA welcomes exhibitors and sponsors for this event. Opportunities are limited and sell out quickly. For more information, contact IAA Marketing & Partnerships...
April 30, 2019
Agenda Speakers Sponsors Best Exection, Trading and Research Smmit Contact Lisa Gillette lisa.gillette@investmentadviser.org
April 11, 2019
Speaker Biographies Gregg Berman is director of the market analytics and reglatory strctre nit of Citadel Secrities where he focses on tilizing data and analytics to better inform on a...
April 09, 2019
2019 Compliance Conference Exhibitors & Sponsors Conference Sponsor Fidelity Clearing & Custody SolutionsSM provides a comprehensive clearing and custody platform, brokerage services, trading capabilities, and practice management consulting to broker-dealer...
April 09, 2019
2019 Compliance Conference Agenda Wednesday, March 13 6:00 – 9:00pm Early Registration Thursday, March 14 7:15 – 8:45am Registration/Exhibitors 8:00 – 8:45am Continental BreakfastFind your old friends and make new...
April 09, 2019
C2 19 Continuing Education Credit
Continuing Education Credit IACCP Credit: The conference is approved for NRS Investment Adviser Certified Compliance Professional® (IACCP®) continuing education credit. IACCP designees have primary responsibility for reporting continuing education activities...
April 09, 2019
Investment Adviser Compliance Conference The IAA’s annual Investment Adviser Compliance Conference is a comprehensive two-day program that provides investment advisers with the most current information available on the changing regulatory...
April 09, 2019
Compliance Conference Sponsorship & Exhibition Opportunities The IAA welcomes Exhibitors and Sponsors for this event. Opportunities are limited and sell out quickly. For more information, contact IAA Marketing & Partnerships...
April 09, 2019
Past Conference Brochres 2017 Compliance Conference 2016 Compliance Conference 2015 Compliance Conference
April 09, 2019