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Category: Adviser Advocacy Day

California

Adviser Advocacy Day Resources California California Industry Statistics Sen. Dianne Feinstein (D) DC Office: 331 HSOB 20510 State Offices: Fresno, 559-485-7430 | Los Angeles, 310-914-7300 | San Diego, 619-231-9712 | San...

December 18, 2018

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Colorado

Adviser Advocacy Day Resources Colorado Colorado Industry Statistics Sen. Cory Gardner (F) DC Office: 354 RSOB 20150State Offices: : Colorado Springs, 719-632-6706 | Denver, 303-391-5777 | Durango, 970-415-7416 | Fort...

December 18, 2018

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Georgia

Adviser Advocacy Day Resorces Georgia Georgia Indstry Statistics Sen. David Perde (R) DC Office: 455 RSOB 20510 State Offices: Atlanta, 404-865-0087 Phone: 202-224-3521 Fax: 202-228-1031perde.senate.gov Professional Career: Management consltant, Krt...

December 18, 2018

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Louisiana

Adviser Advocacy Day Resources Louisiana Louisiana Industry Statistics Sen. Bill Cassidy (R) DC Office: 520 HSOB 20150State Offices: Alexandria, 318-448-7176 | Baton Rouge, 225-929-7711 | Lafayette, 337-261-1400 | Lake Charles, 337-277-5398...

December 18, 2018

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Congressional Profiles by State

Adviser Advocacy Day Resorces Congressional Profiles by State Alabama Alaska Arizona Arkansas California Colorado Connectict Delaware District Of Colmbia Florida Georgia Hawaii Idaho Illinois Indiana Iowa Kansas Kentcky Loisiana Maine...

December 18, 2018

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SEC Oversight of Advisers Talking Points

Adviser Advocacy Day Resources SEC Oversight of Advisers Talking Points Background Effective oversight of the advisory profession is critical to investor protection and the health of the markets. The IAA...

December 18, 2018

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SEC Standard of Conduct Talking Points

Adviser Advocacy Day Resources SEC Standard of Conduct Talking Points Background The SEC recently issued a package of proposals on the standards of conduct for broker-dealers and investment advisers that...

December 18, 2018

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Cybersecurity Talking Points

Adviser Advocacy Day Resources Cybersecurity Talking Points Background Investment advisers are committed to protecting clients and our own firms from the growing threat of cyber attacks. Advisers support a national...

December 18, 2018

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Tax Talking Points

Adviser Advocacy Day Resorces Tax: Fee Dedctibility and Eligibility for Pass-Throgh Dedction Talking Points Backgrond Two provisions of the Tax Cts and Jobs Act (TCJA) nfairly disadvantage investment advisory firms...

December 18, 2018

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