IAA Webinar Recap: Tokenization of Securities—What Advisers Need to Know
Explore key takeaways from the IAA’s webinar on tokenization of securities, including recent regulatory and market developments, opportunities for asset managers, and legal, compliance, and operational considerations.
November 02, 2026
Investment Adviser Association’s Policy & Leadership Forum Brings Industry Leaders Together
The Investment Adviser Association's (IAA) 2026 Policy & Leadership Forum brought together investment adviser executives, industry experts, and policy leaders on September 28-30 in Washington, D.C., for discussions and action on the issues shaping the future of the investment advisory profession.
October 19, 2026
2026 IAA Compliance Workshops: Recap
IAA Compliance Workshop shared expert views on practical strategies for SEC exam preparedness, strengthening cybersecurity, implementing amended Regulation S-P, managing third-party risks, and addressing AI governance and emerging threats.
October 19, 2026
Creating Pathways to the Advisory Industry
On September 11, nearly 200 enthusiastic undergraduate students of Boston University’s Questrom School of Business attended a career fair for those interested in pursuing careers in financial services.
October 12, 2026
Survey Highlights Growing AI Adoption and Compliance Questions Among Advisers
Investment advisers are increasingly incorporating AI into their legal and compliance functions, but firms remain cautious about expanding AI into regulated workflows, according to the Legal & Compliance AI Survey conducted by the IAA and Norm Ai. A recent joint webinar dove into the results.
September 28, 2026
IAA PE Committee Meeting Covers Exam Priorities
The IAA’s Private Equity Fund Advisers Committee recently met in New York and discussed SEC examination priorities, including private credit and valuation, and other legal and regulatory issues for private equity and private credit fund advisers.
September 14, 2026
Retail Alternative Investment Products: Gearing Up for New Allocations
A 2026 IAA Compliance Conference panel examined recent DOL and SEC regulatory developments intended to facilitate retail investor access to private markets.
August 04, 2026
IAA Webinar Recap: Retail Alternative Investment Funds Continue to Gain Momentum
We’re sorry – you must be a member to view this content. Please log in.
July 17, 2026
The IAA provides links to web sites of other organizations in order to provide visitors with certain information. A link does not constitute an endorsement of content, viewpoint, policies, products or services of that web site. Once you link to another web site not maintained by the IAA, you are subject to the terms and conditions of that web site, including but not limited to its privacy policy.
Click the link above to continue or CANCEL
