When AI Meets Cybersecurity

June 16, 2026 from 1:00 PM to 2:00 PM (ET)

Artificial intelligence is reshaping how investment advisory firms operate—and how they’re attacked. As AI tools proliferate across your firm, so do the risks: new attack surfaces, evolving regulatory expectations, and compliance gaps that policies haven’t caught up to yet. This session, co-sponsored by Egnyte, examines the intersection of AI adoption and cybersecurity for investment advisers, covering the threat landscape, what regulators are watching, and how to build the controls, policies, and governance frameworks that protect your firm today—and scale with you tomorrow.

Key takeaways include:

Identify the AI-related cybersecurity and data risks facing advisory firms and the controls needed to mitigate them.
Understand evolving SEC and regulatory expectations around AI governance, cybersecurity, and compliance oversight.
Learn how to build scalable AI governance policies, training, and incident response frameworks for your firm.

IACCP® CE Credit

The webinar is approved for 1 General CE credit toward Investment Adviser Certified Compliance Professional® (IACCP®) continuing education credit. IACCP designees have primary responsibility for reporting continuing education activities by the reporting period deadline. The IAA does not report designees’ hours to Comply. The IACCP program is co-sponsored by the Investment Adviser Association and Comply. For more information, please contact education@comply.com.

If you have questions about this webinar or need help registering, please contact Mike Zapata at mike.zapata@investmentadviser.org.

Webinar Speakers

John T. Jones is the financial services strategist at Egnyte, where he works with financial services firms navigating evolving regulations, data governance, and compliance-driven operational change. Before entering the software industry, he spent more than seven years in financial services at the intersection of IT, operations, and compliance, supporting regulated firms to ensure new technology aligned with regulatory requirements. Jones‘ experience spans both the regulatory impact of policy changes and the realities of implementing compliant, scalable workflows. He holds a B.S. in Business Administration from Aquinas College and an MBA from Grand Valley State University.

Laura L. Grossman is associate general counsel of the IAA. She has more than 20 years of experience as an investment management attorney. Prior to joining the IAA in 2012, she was in private practice for over 10 years in the New York office of Fulbright & Jaworski L.L.P. (now Norton Rose Fulbright), where she advised registered investment adviser, mutual fund and private fund clients on matters arising under the Investment Advisers Act, the Investment Company Act and other federal securities laws, the Commodity Exchange Act and associated regulations, and a wide range of compliance issues. Grossman received her B.A., summa cum laude, from Rutgers College, and she received her law degree from the University of Pennsylvania.

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