Artificial intelligence is no longer a future consideration for legal and compliance teams at investment adviser firms – it is already here. But how widely is it being adopted? Where is it delivering value? And what are the governance, regulatory, and implementation challenges that firms are actually encountering?
The IAA and Norm Ai present the findings of the State of Legal & Compliance AI Survey, examining how registered investment advisers are integrating AI into their legal and compliance functions.
In this live webinar, IAA staff and Norm Ai experts will walk through the survey results, provide context and analysis, and discuss the practical implications for compliance programs of all sizes, from first steps to advanced implementation.
By attending, participants will leave with:
- A clear picture of where the industry stands on AI deployment in legal and compliance, including which use cases are gaining traction fastest and which remain nascent
- An understanding of the top governance and regulatory concerns firms are navigating when deploying AI, and how peers are addressing them
- Practical benchmarks to assess your own firm’s AI readiness and compare your approach to firms of similar size and structure
- Insight into the regulatory landscape: what the SEC and other regulators are saying about AI in compliance — and what that means for your program today
- Actionable guidance from Norm Ai on how to build a sustainable, compliant AI framework within your legal and compliance function



