Join the IAA to hear the latest on legal and regulatory issues around prediction markets and event contracts under federal and state law. Experts from Morgan Lewis & Bockius will provide an overview of the current landscape and highlight key considerations for investment advisers navigating regulatory expectations and compliance obligations.
Discussion topics will include:
- The applicable legal and regulatory framework for prediction markets, including federal securities, commodities, and state law considerations
- Key compliance issues for advisers, including risk management, preventing misuse of MNPI, trading practices, and disclosures
- Code of ethics considerations, including employee use of prediction markets, personal trading, conflicts of interest, and supervision
Speakers include:
- Stacie Hartman, Partner, Morgan, Lewis & Bockius LLP
- John (Jack) O’Brien, Partner, Morgan, Lewis & Bockius LLP
- Robert Schwarz, Partner, Morgan, Lewis & Bockius LLP
- Steve Stone, Partner, Morgan, Lewis & Bockius LLP
- Monique Botkin, Associate General Counsel, IAA (Moderator)