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Are You Prepared for the Recent PTE 2020-02 Changes?

June 12, 2024 from 3:00 PM to 4:00 PM (ET)

Join the IAA and Broadridge for a webinar on PTE-2020-02. During this session, retirement experts will provide an overview of the new fiduciary definition and PTE 2020-02 changes associated with the recently published Retirement Security Rule and share their thoughts on how to efficiently comply going forward. Additionally, empirical research on recent PTE 2020-02 transactions will be shared. By the end of the session, attendees will be able to:

  • Understand how the fiduciary test was modified by the Retirement Security Rule.
  • Apply strategies shared for advisor and home-office compliance with PTE 2020-02.
  • Articulate findings from recent empirical analysis of recent IRA rollovers completed with PTE 2020-02.

Speakers include:

  • William Nelson, Associate General Counsel, IAA
  • John Faustino, AIFA®, PPC®, Head of Retirement Products, Broadridge
  • Jason Roberts, CEO and Founder, Pension Resource Institute, LLC

Register Now

If you have questions about this webinar or need help registering, please contact Lisa Gillette at

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