Join the IAA and Broadridge for a webinar on PTE-2020-02. During this session, retirement experts will provide an overview of the new fiduciary definition and PTE 2020-02 changes associated with the recently published Retirement Security Rule and share their thoughts on how to efficiently comply going forward. Additionally, empirical research on recent PTE 2020-02 transactions will be shared. By the end of the session, attendees will be able to:
- Understand how the fiduciary test was modified by the Retirement Security Rule.
- Apply strategies shared for advisor and home-office compliance with PTE 2020-02.
- Articulate findings from recent empirical analysis of recent IRA rollovers completed with PTE 2020-02.
Speakers include:
- William Nelson, Associate General Counsel, IAA
- John Faustino, AIFA®, PPC®, Head of Retirement Products, Broadridge
- Jason Roberts, CEO and Founder, Pension Resource Institute, LLC