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IAA 2023 Regional Compliance Roundtables

Registration Information

Regional RoundtableDate
AustinWednesday, June 14
Los Angeles [FULL]
Tuesday, June 27
San Francisco [FULL]
Wednesday, June 28
AtlantaWednesday, July 12
DenverWednesday, July 19
Philadelphia [FULL]
Thursday, July 20

*Employees of firms that are current investment adviser firm members of the Investment Adviser Association (at the time of registration and on the day of the meeting) are eligible to attend.

IAA’s Regional Compliance Roundtables are complimentary for IAA investment adviser firm members, but registration is required.

Registration for the 2023 Regional Compliance Roundtables is now closed.

Medical Release

Registration and attendance at, or participation in IAA live events constitutes an agreement by the registrant that they are participating in the event on their own free will. While the IAA does its best to provide the safest possible environment for events, the registrant acknowledges freely and knowingly that as a result of their registration and participation, they assume responsibility for their own well-being and safety, releasing the IAA of any harm.

Consent to the Use of Registrant’s Image or Voice

Registration and attendance at, or participation in IAA events constitutes an agreement by the registrant that the IAA may use and distribute the registrant’s image or voice in photographs, videotapes, electronic reproductions, and audiotapes, both now and in the future.

Cancellation Policy

If your plans change and you are no longer able to attend, kindly let us know by sending an email to You are welcome to send a substitute; just let us know that as well.

Continuing Education

This meeting is not eligible for continuing education credit. If you are seeking CE, consider attending one of the IAA’s Compliance Workshops, either in person or virtually.

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