Regulatory changes, SEC examination priorities, compliance issues – there’s a lot for compliance officers to keep in mind. Let the IAA help you stay up-to-date. Join us for a Compliance Workshop in one of six cities this fall, or from the comfort of your own desk.
View Event
The Investment Adviser Certified Compliance Professional (IACCP®) program is designed to advance investment adviser compliance as a profession.
Learn More
Modules also cover portfolio construction, regulation, compliance and risk, operations, and methods for explaining blockchain and digital assets to new and current clients.
Learn More
The IAA provides links to web sites of other organizations in order to provide visitors with certain information. A link does not constitute an endorsement of content, viewpoint, policies, products or services of that web site. Once you link to another web site not maintained by the IAA, you are subject to the terms and conditions of that web site, including but not limited to its privacy policy.
Click the link above to continue or CANCEL
