Recaps from recent DOL Committee meetings

Recaps from recent DOL Committee meetings

September 11, 2018 Conference Call

  • The Committee welcomed Kim Novotny from Franklin Templeton Investments as Chair of the Committee.
  • DOL Fiduciary Update, compliance issues, IRA rollovers, and the DOL temporary enforcement policy in DOL Field Assistance Bulletin No. 2018-02
  • Use of solicitors post-DOL fiduciary rule.
  • DOL ESG Guidance in Field Assistance Bulletin 2018-01
  • Recent Executive Order on retirement savings.

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