Recent Cyber Meeting(hidden)

Recaps from recent Cybersecurity Compliance Forum meetings

May 15, 2017 Conference Call

  • Survey Results Presentation.  Raj Bakhru, partner at ACA Aponix, shared the results from a survey recently conducted by IAA Associate Member ACA Aponix and the National Society of Compliance Professionals to gain insight into cybersecurity compliance programs of investment advisers and other financial services firms.  Findings related to governance, vendor management, technical controls, budgets and breach response were discussed.  In addition, certain best practices and trends were highlighted.
  • Recent Developments. The forum discussed the recent global ransomware attack, including factors that may make a firm vulnerable to a ransomware attack.  IAA staff also updated the forum on state regulatory developments involving cybersecurity laws in New York, Colorado and California.  Finally, IAA staff updated the forum on a cybersecurity risk assessment and policies and procedures template project that K&L Gates is developing for IAA members.

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