Summary results of hundreds of SEC-registered advisers who responded to our 2018 survey provide insights for compliance benchmarking and best practices.
This 20th annual report provides and overview of the investment advisory industry and its emerging trends.
IAA webinars address important legal, regulatory, and compliance topics for investment advisers.
View for the C-Suite brings together IA executives to explore industry trends, exchange ideas, and develop valued relationships with peers.
Briefing webinars inform IAA members about the latest regulatory developments affecting SEC-registered investment advisers.
Our online, members-only newsletter is regulatory updated with content on business, legal, regulatory, compliance and advocacy issues of special interest to investment advisers.
The IAA's directory of service providers, enables IAA members to search for firms in more than 20 categories. This extensive list includes both IAA Associate Members and non-members.
The IAA's member firms collectively manage $25 trillion for a variety of individual and institutional clients.
IAA webinars address hot topics for advisory professionals. See the library of recordings that are now available.
Connect with like-minded advisory professionals in the IAA membership to exchange ideas and share experiences.
The IAA exclusively serves fiduciary investment adviser firms and their employees with a wide range of compliance, education, and advocacy resources.
"The IAA is our CCO's first stop for information on compliance matters through its online material and access to its legal team."
— CEO, $1.2B AUM
The 2018 Year in Review provides an overview of the Association and its accomplishment during the year.
Registered investment advisers abide by principles of fiduciary duty that put the client first. These principles are incorporated in the Standards of Practice endorsed by IAA members.
Our Partners and Sponsors are committed to serving the investment advisory industry and have shown dedicated support of the IAA mission. Learn more about these organizations by clicking their logos below.
The IAA welcomes ACA Group – a leading provider of governance, risk, and compliance (GRC) advisory services and technology solutions – as a strategic partner in serving and advancing the investment adviser industry.
The Digital Assets Council of Financial Professionals has partnered with the IAA to offer its Certificate in Blockchain and Digital Assets® to IAA members at a $100 discount. Those who wish to enroll in the program can access the member discount code here.
NRS and the IAA offer the Investment Adviser Certified Compliance Professional (IACCP®) to advance investment adviser compliance as a profession. To date, more than 900 compliance professionals have earned the IACCP® designation.
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