SEC Statements*

New SEC Standards of Conduct Rules
SEC Statements

A webcast recording of the June 5 meeting at which the Securities and Exchange Commission adopted the new Standards of Conduct rulemaking package, the SEC’s news release and fact sheet on the rulemaking, and written statements by the Commissioners and SEC Investor Advocate Rick Fleming are available through the links below:

July 8 Speech by SEC Chairman Jay Clayton
“Regulation Best Interest and the Investment Adviser Fiduciary Duty: Two Strong Standards that Protect Choice for Main Street Investors”

June 5 Statement by SEC Chairman Jay Clayton

June 5 Statement by SEC Commissioner Hester Peirce

June 5 Statement by SEC Commissioner Elad Roisman

June 5 Statement by SEC Commissioner Robert Jackson

June 5 Statement by SEC Investor Advocate Rick Fleming

SEC News Release and Fact Sheet

Web Recording of June 5 SEC Open Meeting