Private Equity Fund Advisors Committee

IAA Committees and Working Groups

Private Equity Fund Advisers Committee

The Private Equity Fund Advisers Committee provides a forum for IAA members that manage private equity funds or private equity funds of funds to discuss legal, regulatory, compliance, and operational issues, as well as industry best practices, unique to their businesses. Members have opportunities to discuss issues related to the SEC’s recent focus on private equity fund advisers, due diligence issues, fee disclosures, marketing and advertising issues, outside business activities, valuation, issues related to portfolio companies, and various other topics of interest. This Committee primarily benefits legal and compliance personnel.

 


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Committee Chair
Carla Vogel
Sycamore Partners

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Committee Vice Chair
Andrea Santoriello
J.P. Morgan Asset Management

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Committee Vice Chair
Stephen Swanson

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IAA Staff Liaison
Monique Botkin
Associate General Counsel



 

Meeting Frequency: Three times per year by conference call and once per year in-person

 

Online Community

Recent Meeting Notes

 

IAA Committees and Working Groups

 

We encourage all members to participate in our Committees, Working Groups, and Forums. To join the Private Equity Fund Advisers Committee or its online community on the IAA Exchange, please contact iaaservices@investmentadviser.org or call (202) 293-4222.

  • OUR POSITIONS
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    See IAA Comment Letters and Statements to Regulators and Congress advocating for investment advisers

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