FSOC/Prudential Regulation Working Group

IAA Committees and Working Groups

FSOC/Prudential Regulation Working  Group

The FSOC/Prudential Regulation Working Group provides the IAA with input on issues related to the potential prudential regulation of investment advisers in light of perceived systemic risks to the financial system. This Group considers written comments to the Financial Stability Oversight Council (FSOC) and international organizations such as the FSB, IOSCO, and the IMF. This Group also assists in advocacy efforts with respect to stress testing and other relevant initiatives.



IAA Staff Liaison
Laura Grossman
Associate General Counsel


Meeting Frequency: Periodic conference calls


Recent Meeting Notes


IAA Committees and Working Groups


We encourage all members to participate in our Committees, Working Groups, and Forums. To join the FSOC/Prudential Regulation Working Group or its online community on the IAA Exchange, please contact iaaservices@investmentadviser.org or call (202) 293-4222.

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