Summary results of hundreds of SEC-registered advisers who responded to our 2018 survey provide insights for compliance benchmarking and best practices.
This 19th annual report provides and overview of the investment advisory industry and its emerging trends.
IAA webinars address important legal, regulatory, and compliance topics for investment advisers.
Regulatory, technological and business developments impacting trading, best execution and research.
Briefing webinars inform IAA members about the latest regulatory developments affecting SEC-registered investment advisers.
Our online, members-only newsletter is regulatory updated with content on business, legal, regulatory, compliance and advocacy issues of special interest to investment advisers.
The IAA's directory of service providers, enables IAA members to search for firms in more than 20 categories. This extensive list includes both IAA Associate Members and non-members.
The IAA's more than 600 member firms collectively manage $19 trillion for a variety of individual and institutional clients.
IAA webinars address hot topics for advisory professionals. See the library of recordings that are now available.
Connect with like-minded advisory professionals in the IAA membership to exchange ideas and share experiences.
The IAA exclusively serves SEC-registered investment advisory firms and their employees with a wide range of compliance, education, and advocacy resources.
"The IAA is our CCO's first stop for information on compliance matters through its online material and access to its legal team."
— CEO, $1.2B AUM
The 2018 Year in Review provides an overview of the Association and its accomplishment during the year.
Registered investment advisers abide by principles of fiduciary duty that put the client first. These principles are incorporated in the Standards of Practice endorsed by IAA members.
Washington, D.C. (May 2, 2017) – Following is the statement of Karen Barr, President & CEO of the Investment Adviser Association (IAA), on today’s confirmation of Jay Clayton as the new Chair of the Securities and Exchange Commission:
“The IAA congratulates Jay Clayton on his confirmation today as Chair of the Securities and Exchange Commission. We look forward to meeting with the new Chair to discuss regulatory issues impacting investment advisers – and we look forward to working with Mr. Clayton and his fellow Commissioners as they pursue the SEC’s mission of strengthening U.S. markets and protecting investors.”
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About Investment Adviser Association
The Investment Adviser Association (IAA) is the leading trade association representing the interests of SEC-registered investment adviser firms. The IAA’s more than 640 member firms collectively manage assets in excess of $20 trillion for a wide variety of institutional and individual investors. For more information, visit www.investmentadviser.org or follow us on Twitter, LinkedIn, and YouTube.
IAA Today (online newsletter)
IAA Joint Trades Letter on Initial Margin Relief Request
IAA Comment Letter to Oklahoma Department of Securities on Fiduciary & preemption
Briefing Call on Coronavirus-Related IA Concerns
IAA Comment Letter to SEC on Accredited Investor and Qualified Institutional Buyer QIB)
Coronavirus Response Resources
IAA Comment Letter to SEC on Advertising and Solicitation
IAA Comment Letter to SEC on Proxy Advice Proposal
2019 Evolution Revolution Report
Find out how you can join the more than 600 SEC-registered firms that are members of the IAA and start accessing our full range of advocacy, compliance and educational resources.