Summary results of hundreds of SEC-registered advisers who responded to our 2018 survey provide insights for compliance benchmarking and best practices.
This 18th annual report provides and overview of the investment advisory industry and its emerging trends.
IAA webinars address important legal, regulatory, and compliance topics for investment advisers.
A comprehensive two-day program packed with the most current information on the changing regulatory landscape.
Briefing webinars inform IAA members about the latest regulatory developments affecting SEC-registered investment advisers.
The IAA's monthly newsletter is packed with articles on current legal, regulatory and compliance matters that are of special interest to investment advisers.
The IAA's directory of service providers, enables IAA members to search for firms in more than 20 categories. This extensive list includes both IAA Associate Members and non-members.
The IAA's more than 600 member firms collectively manage $19 trillion for a variety of individual and institutional clients.
IAA webinars address hot topics for advisory professionals. See the library of recordings that are now available.
Connect with like-minded advisory professionals in the IAA membership to exchange ideas and share experiences.
The IAA exclusively serves SEC-registered investment advisory firms and their employees with a wide range of compliance, education, and advocacy resources.
"The IAA is our CCO's first stop for information on compliance matters through its online material and access to its legal team."
— CEO, $1.2B AUM
The 2017 Year in Review provides an overview of the Association and its accomplishment during the year.
Registered investment advisers abide by principles of fiduciary duty that put the client first. These principles are incorporated in the Standards of Practice endorsed by IAA members.
Contact:
Herb Perone 202.507.7215 herb.perone@investmentadviser.org
Washington, DC (January 4, 2017) – Following is the statement of Karen Barr, President & CEO of the Investment Adviser Association, on the selection of Sullivan and Cromwell partner Jay Clayton to become the next Chair of the Securities and Exchange Commission:
“We congratulate Jay Clayton on his selection as the next SEC Chair. Mr. Clayton is a highly regarded, respected, and accomplished securities lawyer, with a deep understanding of the complexities of modern securities transactions and regulations. If confirmed, we look forward to working with him and his fellow Commissioners on all issues that directly affect the investment advisory profession.”
# # #
About Investment Adviser Association
The Investment Adviser Association (IAA) is the leading trade association representing the interests of SEC-registered investment adviser firms. The IAA’s more than 600 member firms collectively manage assets in excess of $20 trillion for a wide variety of institutional and individual investors. For more information, visit www.investmentadviser.org or follow us on Twitter, LinkedIn, and YouTube.
IAA to SEC: Investor Testing of Proposed Form CRS Is Flawed
IAA to Senate Banking Committee: Focus on Proxy System Weaknesses, not Proxy Advisory Firms
IAA Comment Letter to Australian Regulators regarding Consultation Paper 301: Foreign Financial Services Providers
IAA Issues 2018 Compliance Testing Survey Executive Summary
IAA Comment Letter Regarding Proposed Amendments to the Volcker Rule
IAA launches Active Managers Council Web Portal
Find out how you can join the more than 600 SEC-registered firms that are members of the IAA and start accessing our full range of advocacy, compliance and educational resources.