Summary results of hundreds of SEC-registered advisers who responded to our 2018 survey provide insights for compliance benchmarking and best practices.
This 20th annual report provides and overview of the investment advisory industry and its emerging trends.
IAA webinars address important legal, regulatory, and compliance topics for investment advisers.
The IAA’s annual Investment Adviser Compliance Conference provides investment advisers with the most current information available on the changing regulatory landscape.
Briefing webinars inform IAA members about the latest regulatory developments affecting SEC-registered investment advisers.
Our online, members-only newsletter is regulatory updated with content on business, legal, regulatory, compliance and advocacy issues of special interest to investment advisers.
The IAA's directory of service providers, enables IAA members to search for firms in more than 20 categories. This extensive list includes both IAA Associate Members and non-members.
The IAA's more than 600 member firms collectively manage $19 trillion for a variety of individual and institutional clients.
IAA webinars address hot topics for advisory professionals. See the library of recordings that are now available.
Connect with like-minded advisory professionals in the IAA membership to exchange ideas and share experiences.
The IAA exclusively serves SEC-registered investment advisory firms and their employees with a wide range of compliance, education, and advocacy resources.
"The IAA is our CCO's first stop for information on compliance matters through its online material and access to its legal team."
— CEO, $1.2B AUM
The 2018 Year in Review provides an overview of the Association and its accomplishment during the year.
Registered investment advisers abide by principles of fiduciary duty that put the client first. These principles are incorporated in the Standards of Practice endorsed by IAA members.
Washington, DC (January 4, 2017) – Following is the statement of Karen Barr, President & CEO of the Investment Adviser Association, on the selection of Sullivan and Cromwell partner Jay Clayton to become the next Chair of the Securities and Exchange Commission:
“We congratulate Jay Clayton on his selection as the next SEC Chair. Mr. Clayton is a highly regarded, respected, and accomplished securities lawyer, with a deep understanding of the complexities of modern securities transactions and regulations. If confirmed, we look forward to working with him and his fellow Commissioners on all issues that directly affect the investment advisory profession.”
# # #
About Investment Adviser Association
The Investment Adviser Association (IAA) is the leading trade association representing the interests of SEC-registered investment adviser firms. The IAA’s more than 600 member firms collectively manage assets in excess of $20 trillion for a wide variety of institutional and individual investors. For more information, visit www.investmentadviser.org or follow us on Twitter, LinkedIn, and YouTube.
IAA Today (online newsletter)
Active Managers Council
New Marketing Rule Webinar Recordings
2019-2020 IAA Year in Review
2020 Evolution Revolution Report
Diversity, Equity, & Inclusion: An Investment Industry Imperative (video)
Legislative & Regulatory Challenges Ahead (IAA Leadership Week)
Sorting Out the SEC's New Proxy Voting Guidance (Webinar Recording)
Uncharted Waters: Navigating Advisory Office Re-Entry (Webinar Recording)
Coronavirus Response Resources
Find out how you can join the more than 600 SEC-registered firms that are members of the IAA and start accessing our full range of advocacy, compliance and educational resources.