Category: Press Release
IAA Submits Comment Letter on SEC’s Standards of Conduct Rulemaking Package
Contact: IAA Vice President, Communications & Marketing Herb Perone. Washington, DC (August 6, 2018) – The Investment Adviser Association – the largest organization exclusively representing the interests of federally registered...
August 06, 2018
Contact: IAA Vice President, Communications & Marketing Herb Perone. Washington, DC (August 3, 2018) – The Investment Adviser Association (IAA) is urging the Securities and Exchange Commission not to...
August 03, 2018
New IAA Survey: Adviser Executives Optimistic About Business Prospects, Economy
Contacts: For the IAA: Herb Perone herb.perone@investmentadviser.org For Cerulli Associates: Karleen Fallon press@cerulli.com Washington, DC (August 1, 2018) – Executives at IAA member firms appear optimistic about their business prospects...
August 01, 2018
2018 Compliance Testing Survey: Cybersecurity Still Top Concern, Use of Technology on the Rise
Contacts: For the IAA: Herb Perone 202.507.7215 herb.perone@investmentadviser.org For ACA Compliance Group: Enrique Alvarez 703.419.0747 ealvarez@acacompliancegroup.com Washington, DC (July 25, 2018) – For the fifth year in a row,...
July 25, 2018
IAA Statement on SEC Scheduling of Fiduciary/Standards of Conduct Rule Proposal
“The Investment Adviser Association has long advocated that all financial services professionals providing investment advice be held to a standard of conduct as stringent as the one that binds investment advisers – the well-established fiduciary duty under the Investment Advisers Act of 1940. The IAA is pleased that the SEC will be proposing a new standard of conduct rule for broker-dealers that we hope will be as robust as the Advisers Act standard – such a rule is crucial for investor protection.
April 12, 2018
The IAA provides links to web sites of other organizations in order to provide visitors with certain information. A link does not constitute an endorsement of content, viewpoint, policies, products or services of that web site. Once you link to another web site not maintained by the IAA, you are subject to the terms and conditions of that web site, including but not limited to its privacy policy.
Click the link above to continue or CANCEL
