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Category: 2013

SEC and CFTC Red Flags for Investment Advisers

  Webinar: SEC and CFTC Red Flags for Investment Advisers Wednesday, June 19, 2013, 1:30 pm – 3:00 pm ET Presenters Satish Kini, Partner, Debevoise & Plimpton LLP Christopher P. Hayes, Senior Legal Counsel...

December 18, 2018

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Compliance Issues for Smaller Investment Advisers

  Webinar: Compliance Issues for Smaller Investment Advisers Thursday, June 6, 2013, 1:00 pm – 2:15 pm ET Presenters Mari-Anne Pisarri, Partner, Pickard and Djinis LLP Will Edick, Partner, Pickard and Djinis LLP Paul Glenn, Special Counsel, IAA...

December 18, 2018

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