Category: 2013
SEC and CFTC Red Flags for Investment Advisers
Webinar: SEC and CFTC Red Flags for Investment Advisers Wednesday, June 19, 2013, 1:30 pm – 3:00 pm ET Presenters Satish Kini, Partner, Debevoise & Plimpton LLP Christopher P. Hayes, Senior Legal Counsel...
December 18, 2018
Final Regulations under the Foreign Account Tax Compliance Act (FATCA) Implications for Foreign Fund
Final Regulations under the Foreign Account Tax Compliance Act (FATCA): Implications for Foreign Funds Tuesday, March 19, 2013, 1:00 pm – 2:15 pm ET This webinar will address the implications...
December 18, 2018
Do You Have to Register as a Municipal Advisor?
Webinar: Do You Have to Register as a Municipal Advisor? The Impact of New Municipal Advisor Registration Rules on SEC-Registered Investment Advisers Thursday, December 12, 12:00 p.m. – 1:00 p.m....
December 18, 2018
Key Regulatory Issues for Advisers Trading Derivatives
Webinar: Key Regulatory Issues for Advisers Trading Derivatives Wednesday, May 15, 2013, 1:00 pm – 2:30 pm ET Presenters Susan C. Ervin, Partner, Davis Polk & Wardwell LLP Predrag Rogic,...
December 18, 2018
Compliance Issues for National Futures Association (NFA) Members
Webinar: Compliance Issues for National Futures Association (NFA) Members Wednesday, April 3, 2013, 1:30 pm – 2:45 pm ET Presenters Cary J. Meer, Partner, K&L Gates LLP Lawrence B. Patent, Partner,...
December 18, 2018
Key Compliance Issues for Private Fund Advisers
Webinar: Key Compliance Issues for Private Fund Advisers Wednesday, May 22, 2013, 1:00 pm – 2:15 pm ET Presenters Mark Perlow, Partner, K&L Gates LLP Maryellen Maurer, Deputy CCO, TPG Global LLC...
December 18, 2018
Compliance Issues for Smaller Investment Advisers
Webinar: Compliance Issues for Smaller Investment Advisers Thursday, June 6, 2013, 1:00 pm – 2:15 pm ET Presenters Mari-Anne Pisarri, Partner, Pickard and Djinis LLP Will Edick, Partner, Pickard and Djinis LLP Paul Glenn, Special Counsel, IAA...
December 18, 2018
Marketing Private Funds in Asia and the Middle East
Webinar: Marketing Private Fnds in Asia and the Middle East Monday, October 14, 1:00 p.m. – 2:30 p.m. (ET) Presenters Choo Lye Tan, Partner, K&L Gates LLP, Hong Kong Natalie...
December 18, 2018
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