SEC Eyes Proxy Advisory Firm Rule Changes, Seeks Comment on Related Guidance
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November 22, 2021
SEC Eyes Proxy Advisory Firm Rule Changes, Seeks Comment on Related Guidance
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November 22, 2021
SEC Proposes Reporting Say-on-Pay Votes, Updates to Fund Proxy Reporting
In a 4-1 vote at Chair Gary Gensler’s first open meeting, the SEC proposed requiring institutional investment managers that are required to file Form 13F to report “say-on-pay” votes, which are non-binding shareholder votes related to corporate executive compensation.
October 05, 2021
Gensler Directs SEC Staff to Review Proxy Advisory Firm Interpretation, Rule
SEC Chair Gary Gensler In a highly anticipated move, SEC Chair Gary Gensler has issued a statement directing the SEC staff to consider whether the SEC should revisit the 2019...
June 02, 2021
SEC’s Roisman Raises Concerns About Investment Advisers in Speech on Proxy Issues
SEC Commissioner Elad Roisman raised concerns about the proxy voting behavior of investment advisers in a recent speech on proxy issues and the SEC’s current proxy proposals. Specifically, he pointed...
March 11, 2020
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