Following Clayton’s Departure, Elad Roisman Named Acting Chairman of the SEC
President Trump has designated Commissioner Elad Roisman as Acting Chairman of the SEC, following the departure of Jay Clayton. Elad Roisman “I am humbled and honored to serve as the...
December 29, 2020
Agencies Announce More Leadership Changes
CFTC Chairman Heath Tarbert CFTC Chairman Heath Tarbert has announced that he plans to leave the CFTC early in 2021, after leading the agency for 17 months. During this...
December 10, 2020
Preparing to Leave the SEC, Clayton Reviews Accomplishments, Identifies Areas for Further Review
Three days after announcing his intent to conclude his tenure as SEC Chairman at the end of the year, Jay Clayton returned to the venue of his first speech as...
November 24, 2020
Statistics Point to Record-Setting Year for SEC
SEC Chairman Jay Clayton provided an update on the SEC’s results for the 2020 fiscal year during this year’s virtual SEC Speaks conference on October 8. He applauded the agency...
October 15, 2020
The IAA’s second annual Trading and Best Execution Summit, cosponsored by Capital Markets Strategies, took place on June 18 in the midst of sweeping SEC initiatives designed to bring significant...
June 24, 2020
SEC COVID-19 Market Monitoring Group Update
Following inquiries about its work, SEC Chairman Jay Clayton and Chief Economist S.P. Kothari issued an update on the efforts of the internal, interdisciplinary COVID-19 Market Monitoring Group (the Group)...
May 19, 2020
Anticipating release of first quarter earnings and related discussions with analysts and investors, SEC Chairman Jay Clayton and William Hinman, Director of the SEC’s Division of Corporation Finance, are telling...
April 10, 2020
Lee Wants Greater Clarity, Certainty from SEC in COVID-19 Environment
SEC Commissioner Allison Herren Lee has called on her agency to “move quickly and clearly” to extend current and recently closed comment periods on proposed regulatory actions – and to...
April 08, 2020
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