Successful IAA Compliance Conference Sees Spirited Discussions, Record Attendance
More than 600 investment advisory industry professionals convened at the 2024 IAA Investment Adviser Compliance Conference. Across two days, attendees got up to speed on critical industry topics and collaborated with their peers from across the country.
March 14, 2024
Birdthistle, Crenshaw Headline IAA Compliance Conference
The SEC’s Crenshaw and Birdthistle spoke at the 2022 IAA Investment Adviser Compliance Conference about cybersecurity, cryptocurrency, and other digital topics.
March 24, 2022
AMAC: Tailor Regs for Smaller Advisers, Maintain Technology-Neutral Approach
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November 04, 2021
SEC’s Gensler Addresses FinTech Priorities
SEC’s Gensler Addresses FinTech Priorities Chairman Says He’s Technology-Neutral, But not Public Policy-Neutral September 3, 2021 Observing that “ew financial technologies continue to change the face of finance for...
September 07, 2021
SEC’s Gensler Addresses FinTech Priorities
Chairman Says He’s Technology-Neutral, But not Public Policy-Neutral Observing that “ew financial technologies continue to change the face of finance for investors and businesses” globally, SEC Chair Gary Gensler used...
September 03, 2021
SEC’s Gensler Discusses Gaps in the Regulation of Digital Assets
In a recent speech before the Aspen Security Forum, SEC Chair Gary Gensler raised investor protection concerns in connection with digital assets and called on Congress to provide the SEC...
August 17, 2021
SEC Chair Gary Gensler provided an update on regulatory reforms related to security-based swaps in a recent speech, in which he highlighted several areas where he has asked the SEC...
July 27, 2021
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